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SOC 2 (Systems and Organization Controls)
CC6.8: Detection and prevention of unauthorized or malicious software

Requirement description

The entity implements controls to prevent or detect and act upon the introduction of unauthorized or malicious software to meet the entity’s objectives.

Points of focus:

- Restricts Application and Software Installation
- Detects Unauthorized Changes to Software and Configuration Parameters
- Uses a Defined Change Control Process
- Uses Antivirus and Anti- Malware Software
- Scans Information Assets from Outside the Entity for Malware and Other Unauthorized Software

How to fill the requirement

SOC 2 (Systems and Organization Controls)

CC6.8: Detection and prevention of unauthorized or malicious software

Task name
Priority
Status
Theme
Policy
Other requirements
Selection and use of malware detection software on all devices
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Technical cyber security
Malware protection
27
requirements

Examples of other requirements this task affects

12.2: Protection from malware
ISO27 Full
12.2.1: Controls against malware
ISO27 Full
I09: Haittaohjelmasuojaus
Katakri
6.5: Tietojärjestelmien asennus, ylläpito ja päivitys
Self-monitoring
DE.CM-4: Malicious code detection
NIST
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Selection and use of malware detection software on all devices
1. Task description

Centrally select and install malware detection and repair programs and update them regularly for preventive or regular scanning of computers and media.

Programs should check at least the following:

  • files received over the network or storage media are scanned for malware before use
  • email attachments and downloaded files are scanned for malware before use
  • websites are scanned for malware
Personnel guidelines for safe usage of mobile devices
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Remote work and mobile devices
Mobile device management
21
requirements

Examples of other requirements this task affects

6.2.1: Mobile device policy
ISO27 Full
10.1.1: Policy on the use of cryptographic controls
ISO27 Full
11.2.6: Security of equipment and assets off-premises
ISO27 Full
11.2.8: Unattended user equipment
ISO27 Full
12.6.2: Restrictions on software installation
ISO27 Full
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Personnel guidelines for safe usage of mobile devices
1. Task description

There are separate instructions for staff to use mobile devices. The instructions cover:

  • restrictions on installing software and using various services on your organization's devices
  • procedures for the registration of new devices
  • requirements for physical protection of equipment and installation of updates
  • access control requirements
  • protecting your organization’s data with encryption, malware protection, and backup
  • the ability of the organization to remotely control the device
Automatically updating and running malware prevention software
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
System management
Update and patch management
26
requirements

Examples of other requirements this task affects

12.2: Protection from malware
ISO27 Full
12.2.1: Controls against malware
ISO27 Full
I09: Haittaohjelmasuojaus
Katakri
6.5: Tietojärjestelmien asennus, ylläpito ja päivitys
Self-monitoring
DE.CM-4: Malicious code detection
NIST
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Automatically updating and running malware prevention software
1. Task description

Malware protection systems automatically check for and install updates at desired intervals and also run the desired scans at the selected frequency without needed user actions.

Evaluation process and documentation of significant security-related changes
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Risk management and leadership
Risk management
33
requirements

Examples of other requirements this task affects

12.1.2: Change management
ISO27 Full
6.5: Tietojärjestelmien asennus, ylläpito ja päivitys
Self-monitoring
PR.IP-3: Configuration change control processes
NIST
TEK-17: Muutoshallintamenettelyt
Julkri
8.32: Change management
ISO27k1 Full
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Evaluation process and documentation of significant security-related changes
1. Task description

In systematic cyber security work, the impact of significant changes must be assessed in advance and they must be executed in a controlled way. The consequences of unintentional changes must be assessed and efforts made to mitigate possible adverse effects.

Significant changes may include: changes in the organization, operating environment, business processes and data systems. Changes can be identified e.g. through management reviews and other cyber security work.

Regular malware inspection of data systems supporting critical business processes
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Technical cyber security
Malware protection
15
requirements

Examples of other requirements this task affects

12.2: Protection from malware
ISO27 Full
12.2.1: Controls against malware
ISO27 Full
PR.DS-6: Integrity checking
NIST
DE.CM-4: Malicious code detection
NIST
8.7: Protection against malware
ISO27k1 Full
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Regular malware inspection of data systems supporting critical business processes
1. Task description

The data systems (and their content) that support critical business processes are regularly reviewed to locate malware. All unauthorized files and changes will be formally investigated.

Authorized users and rules for installing software and libraries
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Development and cloud
Technical vulnerability management
14
requirements

Examples of other requirements this task affects

12.6.2: Restrictions on software installation
ISO27 Full
DE.CM-5: Unauthorized mobile code detection
NIST
SUM-02: Keeping licensed software up to date
Cyber Essentials
TEK-17: Muutoshallintamenettelyt
Julkri
8.19: Installation of software on operational systems
ISO27k1 Full
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Authorized users and rules for installing software and libraries
1. Task description

Unmanaged installations of software on computers can lead to vulnerabilities and security breaches.

The organization should determine what types of software or updates each user can install. The instructions may include e.g. the following guidelines:

  • only specially designated persons may install new software on the devices
  • programs previously designated as secure may be installed by anyone
  • use of certain software may be impossible for everyone
  • existing software updates and security patches are allowed to be installed by anyone
Detecting and blocking access to dangerous websites
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Technical cyber security
Malware protection
6
requirements

Examples of other requirements this task affects

12.2: Protection from malware
ISO27 Full
12.2.1: Controls against malware
ISO27 Full
8.7: Protection against malware
ISO27k1 Full
8.23: Web filtering
ISO27k1 Full
CC6.8: Detection and prevention of unauthorized or malicious software
SOC 2
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Detecting and blocking access to dangerous websites
1. Task description

The organization must identify the types of websites that staff should and should not have access to.

The organization must consider blocking access to the following types of sites (either automatically or by other means):

  • websites with a file upload function, unless this is permitted for a specific business need
  • known or suspected malicious websites (e.g. distributing malware or containing phishing content)
  • command and control servers
  • websites distributing illegal content
Instructing and training staff regarding malware
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Technical cyber security
Malware protection
16
requirements

Examples of other requirements this task affects

12.2: Protection from malware
ISO27 Full
7.2.2: Information security awareness, education and training
ISO27 Full
12.2.1: Controls against malware
ISO27 Full
I09: Haittaohjelmasuojaus
Katakri
TEK-11: Haittaohjelmilta suojautuminen
Julkri
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Instructing and training staff regarding malware
1. Task description

The organization regularly trains staff on the use of utilized malware protection, reporting malware attacks, and recovering from malware attacks.

Evaluating the efficiency, viability and needs for security systems
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Technical cyber security
Security systems and logging
4
requirements

Examples of other requirements this task affects

12.1.2: Change management
ISO27 Full
CC6.8: Detection and prevention of unauthorized or malicious software
SOC 2
DE.DP-5: Detection processes are continuously improved.
CyFun
3.3.1: Create a plan for analysing data from security monitoring
NSM ICT-SP
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Evaluating the efficiency, viability and needs for security systems
1. Task description

Security systems are the data systems that are in place to protect the information we have, not so much to process it.

We regularly evaluate the operation of different security systems and the need for new systems.

Tasks included in the policy

Task name
Priority
Status
Theme
Policy
Other requirements
No items found.

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1.1 (MIL2): Manage IT and OT Asset Inventory
C2M2: MIL1
1.1 (MIL3): Manage IT and OT Asset Inventory
C2M2: MIL1
1.1.1: Availability of information security policies
TISAX
1.1.1: Identify the organisation’s strategy and priorities
NSM ICT-SP
1.1.2: Identify the organisation’s structures and processes for security management
NSM ICT-SP
1.1.3: Identify the organisation’s processes for ICT risk management
NSM ICT-SP
1.1.4: Identify the organisation’s tolerances for ICT risk
NSM ICT-SP
1.1.5: Identify the organisation’s deliverables, information systems and supporting ICT functions
NSM ICT-SP
1.1.6: Identify information processing and data flow
NSM ICT-SP
1.2 (MIL2): Manage Information Asset Inventory
C2M2: MIL1
1.2 (MIL3): Manage Information Asset Inventory
C2M2: MIL1
1.2.1: Establish a process to identify devices and software in use at the organisation
NSM ICT-SP
1.2.1: Scope of Information Security management
TISAX
1.2.2: Establish organisational guidelines for approved devices and software
NSM ICT-SP
1.2.2: Information Security Responsibilities
TISAX
1.2.3: Identify devices in use at the organisation
NSM ICT-SP
1.2.3: Information Security requirements in projects
TISAX
1.2.4: Definition of responsibilities with service providers
TISAX
1.2.4: Identify the software in use at the organisation
NSM ICT-SP
1.2: Manage Information Asset Inventory
C2M2: MIL1
1.3 (MIL2): Manage IT and OT Asset Configuration
C2M2: MIL1
1.3 (MIL3): Manage IT and OT Asset Configuration
C2M2: MIL1
1.3.1: Identification of information assets
TISAX
1.3.1: Identify the users of the information systems
NSM ICT-SP
1.3.2: Classification of information assets
TISAX
1.3.2: Identify and define the different user categories
NSM ICT-SP
1.3.3: Identify roles and responsibilities linked especially to ICT security
NSM ICT-SP
1.3.3: Use of approved external IT services
TISAX
1.3.4: Use of approved software
TISAX
1.3: Manage IT and OT Asset Configuration
C2M2: MIL1
1.4 (MIL2): Manage Changes to IT and OT Assets
C2M2: MIL1
1.4 (MIL3): Manage Changes to IT and OT Assets
C2M2: MIL1
1.4.1: Management of Information Security Risks
TISAX
1.4: Manage Changes to IT and OT Assets
C2M2: MIL1
1.5 (MIL1): Management Activities for the ASSET domain
C2M2: MIL1
1.5 (MIL2): Management Activities for the ASSET domain
C2M2: MIL1
1.5 (MIL3): Management Activities for the ASSET domain
C2M2: MIL1
1.5.1: Assessment of policies and requirements
TISAX
1.5.2: External review of ISMS
TISAX
1.5: Management Activities for the ASSET domain
C2M2: MIL1
1.6.1: Reporting of security events
TISAX
1.6.2: Management of reported events
TISAX
1.6.3: Crisis preparedness
TISAX
10 §: Johdon vastuu
KyberTL
10. Processing of personal data relating to criminal convictions and offences
GDPR
10.1 (MIL2): Establish Cybersecurity Program Strategy
C2M2: MIL1
10.1 (MIL3): Establish Cybersecurity Program Strategy
C2M2: MIL1
10.1.1: Policy on the use of cryptographic controls
ISO27 Full
10.1.2: Key management
ISO27 Full
10.1.2: Key management
ISO 27017
10.1: Continuous improvement
ISO27k1 Full
10.1: Cryptographic controls
ISO27 Full
10.1: Cryptographic controls
ISO 27017
10.1: Establish Cybersecurity Program Strategy
C2M2: MIL1
10.2 (MIL2): Establish and Maintain Cybersecurity Program
C2M2: MIL1
10.2 (MIL3): Establish and Maintain Cybersecurity Program
C2M2: MIL1
10.2: Establish and Maintain Cybersecurity Program
C2M2: MIL1
10.2: Non-conformity and corrective action
ISO27k1 Full
10.3 (MIL1): Management Activities for the PROGRAM domain
C2M2: MIL1
10.3 (MIL2): Management Activities for the PROGRAM domain
C2M2: MIL1
10.3 (MIL3): Management Activities for the PROGRAM domain
C2M2: MIL1
10.3: Management Activities for the PROGRAM domain
C2M2: MIL1
10: Cryptography
ISO27 Full
10: Cryptography
ISO 27017
10: Cybersecurity Program Management (PROGRAM)
C2M2: MIL1
10: Prosessi väärinkäytöksiin reagoimiseksi
Sec overview
11 §: Poikkeamailmoitukset viranomaiselle
KyberTL
11. Processing which does not require identification
GDPR
11.1.1: Physical security perimeter
ISO27 Full
11.1.2: Physical entry controls
ISO27 Full
11.1.3: Securing offices, rooms and facilities
ISO27 Full
11.1.4: Protecting against external and environmental threats
ISO27 Full
11.1.5: Working in secure areas
ISO27 Full
11.1.6: Delivery and loading areas
ISO27 Full
11.1: Secure areas
ISO27 Full
11.2.1: Equipment siting and protection
ISO27 Full
11.2.2: Supporting utilities
ISO27 Full
11.2.3: Cabling security
ISO27 Full
11.2.4: Equipment maintenance
ISO27 Full
11.2.5: Removal of assets
ISO27 Full
11.2.6: Security of equipment and assets off-premises
ISO27 Full
11.2.7: Secure disposal or re-use of equipment
ISO27 Full
11.2.7: Secure disposal or re-use of equipment
ISO 27017
11.2.8: Unattended user equipment
ISO27 Full
11.2.9: Clear desk and clear screen policy
ISO27 Full
11.2: Equipment
ISO27 Full
11.2: Equipment
ISO 27017
11: Digiturvan mittarien määrittäminen
Sec overview
11: Physical and environmental security
ISO27 Full
11: Physical and environmental security
ISO 27017
12 §: Luotettavuutta edellyttävien tehtävien tunnistaminen ja luotettavuudesta varmistuminen
TiHL
12 §: Poikkeamaa koskeva väliraportti
KyberTL
12. Transparent information, communication and modalities for the exercise of the rights of the data subject
GDPR
12.1.1: Documented operating procedures
ISO27 Full
12.1.2: Change management
ISO27 Full
12.1.3: Capacity management
ISO27 Full
12.1.4: Separation of development, testing and operational environments
ISO27 Full
12.1: Operational procedures and responsibilities
ISO27 Full
12.2.1: Controls against malware
ISO27 Full
12.2: Protection from malware
ISO27 Full