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SOC 2 (Systems and Organization Controls)
CC7.2: Monitoring of system components for anomalies

Requirement description

The entity monitors system components and the operation of those components for anomalies that are indicative of malicious acts, natural disasters, and errors affecting the entity's ability to meet its objectives; anomalies are analyzed to determine whether they represent security events.

Points of focus:

- Implements Detection Policies, Procedures, and Tools
- Designs Detection Measures
- Implements Filters to Analyze Anomalies
- Monitors Detection Tools for Effective Operation

How to fill the requirement

SOC 2 (Systems and Organization Controls)

CC7.2: Monitoring of system components for anomalies

Task name
Priority
Status
Theme
Policy
Other requirements
Documentation of system logs for self-maintained data systems
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Technical cyber security
Security systems and logging
28
requirements

Examples of other requirements this task affects

12.4.1: Event logging
ISO27 Full
12.4.2: Protection of log information
ISO27 Full
I10: Turvallisuuteen liittyvien tapahtumien jäljitettävyys
Katakri
6.6.1: Tietoturvan ja tietosuojan seuranta ja valvonta
Self-monitoring
PR.PT-1: Audit/log records
NIST
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Documentation of system logs for self-maintained data systems
1. Task description

The development of system logs must keep pace with the development of the system and enable, for example, the necessary resolution of incidents. In connection with the data system list, we describe for which systems we are responsible for the implementation of the logging. For these systems, we document:

  • which data is saved on the log
  • how long log data is retained
Detection process testing and compliance
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Incident management
Incident management and response
5
requirements

Examples of other requirements this task affects

DE.DP-2: Detection activities
NIST
TEK-13: Poikkeamien havainnointikyky ja toipuminen
Julkri
CC7.2: Monitoring of system components for anomalies
SOC 2
DE.DP-2: Detection activities comply with all applicable requirements.
CyFun
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Detection process testing and compliance
1. Task description

Detection processes and procedures are maintained and tested to ensure awareness of anomalous events. Detection activities must comply with all relevant requirements.

Data system log review
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Technical cyber security
Security systems and logging
30
requirements

Examples of other requirements this task affects

12.4.1: Event logging
ISO27 Full
12.4.3: Administrator and operator logs
ISO27 Full
I10: Turvallisuuteen liittyvien tapahtumien jäljitettävyys
Katakri
PR.PT-1: Audit/log records
NIST
DE.CM-7: Monitoring for unauthorized activity
NIST
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Data system log review
1. Task description

The organization must be aware of the logs that accrue from the use of different data systems, whether generating the logs is the responsibility of the organization or the system provider. Logs record user actions as well as anomalies, errors, and security incidents.

The adequacy of log should be reviewed regularly. If necessary, log should be usable to determine the root causes for system incidents.

Definition and monitoring of alarm policies
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Technical cyber security
Security systems and logging
25
requirements

Examples of other requirements this task affects

12.4.1: Event logging
ISO27 Full
16.1.7: Collection of evidence
ISO27 Full
PR.DS-4: Availability
NIST
DE.AE-5: Incident alert thresholds
NIST
RS.AN-1: Notifications from detection systems
NIST
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Definition and monitoring of alarm policies
1. Task description

Often, security tools provide a way to set alert policies when something potentially dangerous happens in an organization's environment. For example, Microsoft 365 has built-in alert policies to alert you to abuse of administrator privileges, malware, potential internal and external risks, and data security risks.

The organization must identify security-related events in data systems and the environments in which they operate. To respond to changes related to these events, alarm policies must be created.

Alarm policies need to be actively monitored and modified based on experience.

Deployment and regular analysis of security system logs
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Technical cyber security
Security systems and logging
26
requirements

Examples of other requirements this task affects

9.1.2: Access to networks and network services
ISO27 Full
12.4.1: Event logging
ISO27 Full
PR.PT-1: Audit/log records
NIST
RS.AN-1: Notifications from detection systems
NIST
8.15: Logging
ISO27k1 Full
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Deployment and regular analysis of security system logs
1. Task description

Security systems (e.g. firewall, malware protection) often have the ability to record a log of events. At regular intervals, make sure that a comprehensive log is accumulated and try to identify suspicious activity. The log is also useful in investigating disturbances or violations.

Network usage log and process for detecting inappropriate network traffic
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Technical cyber security
Network security
26
requirements

Examples of other requirements this task affects

12.4.1: Event logging
ISO27 Full
13.1.1: Network controls
ISO27 Full
I11: Poikkeamien havainnointikyky ja toipuminen
Katakri
PR.AC-3: Remote access management
NIST
PR.AC-5: Network integrity
NIST
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Network usage log and process for detecting inappropriate network traffic
1. Task description

An appropriate log is generated from the use of the network to enable the detection of actions relevant to cyber security.

The normal state of network traffic (traffic volumes, protocols, and connections) is known. In order to detect anomalies, there is a procedure for detecting events that are different from the normal state of network traffic (for example, anomalous connections or their attempts).

Automatic log data analyzation
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Technical cyber security
Security systems and logging
29
requirements

Examples of other requirements this task affects

12.4.1: Event logging
ISO27 Full
6.6.1: Tietoturvan ja tietosuojan seuranta ja valvonta
Self-monitoring
DE.CM-3: Personnel activity
NIST
TEK-13.1: Poikkeamien havainnointikyky ja toipuminen - poikkeamien havainnointi lokitiedoista
Julkri
8.15: Logging
ISO27k1 Full
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Automatic log data analyzation
1. Task description

System logs often contain a wealth of information, much of which is irrelevant to security monitoring. In order to identify events relevant to security monitoring, consideration should be given to automatically copying appropriate message types to another log or to using appropriate utilities or audit tools to review and resolve files.

Tasks included in the policy

Task name
Priority
Status
Theme
Policy
Other requirements
No items found.

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1.1 (MIL2): Manage IT and OT Asset Inventory
C2M2: MIL1
1.1 (MIL3): Manage IT and OT Asset Inventory
C2M2: MIL1
1.1.1: Availability of information security policies
TISAX
1.1.1: Identify the organisation’s strategy and priorities
NSM ICT-SP
1.1.2: Identify the organisation’s structures and processes for security management
NSM ICT-SP
1.1.3: Identify the organisation’s processes for ICT risk management
NSM ICT-SP
1.1.4: Identify the organisation’s tolerances for ICT risk
NSM ICT-SP
1.1.5: Identify the organisation’s deliverables, information systems and supporting ICT functions
NSM ICT-SP
1.1.6: Identify information processing and data flow
NSM ICT-SP
1.2 (MIL2): Manage Information Asset Inventory
C2M2: MIL1
1.2 (MIL3): Manage Information Asset Inventory
C2M2: MIL1
1.2.1: Establish a process to identify devices and software in use at the organisation
NSM ICT-SP
1.2.1: Scope of Information Security management
TISAX
1.2.2: Establish organisational guidelines for approved devices and software
NSM ICT-SP
1.2.2: Information Security Responsibilities
TISAX
1.2.3: Identify devices in use at the organisation
NSM ICT-SP
1.2.3: Information Security requirements in projects
TISAX
1.2.4: Definition of responsibilities with service providers
TISAX
1.2.4: Identify the software in use at the organisation
NSM ICT-SP
1.2: Manage Information Asset Inventory
C2M2: MIL1
1.3 (MIL2): Manage IT and OT Asset Configuration
C2M2: MIL1
1.3 (MIL3): Manage IT and OT Asset Configuration
C2M2: MIL1
1.3.1: Identification of information assets
TISAX
1.3.1: Identify the users of the information systems
NSM ICT-SP
1.3.2: Classification of information assets
TISAX
1.3.2: Identify and define the different user categories
NSM ICT-SP
1.3.3: Identify roles and responsibilities linked especially to ICT security
NSM ICT-SP
1.3.3: Use of approved external IT services
TISAX
1.3.4: Use of approved software
TISAX
1.3: Manage IT and OT Asset Configuration
C2M2: MIL1
1.4 (MIL2): Manage Changes to IT and OT Assets
C2M2: MIL1
1.4 (MIL3): Manage Changes to IT and OT Assets
C2M2: MIL1
1.4.1: Management of Information Security Risks
TISAX
1.4: Manage Changes to IT and OT Assets
C2M2: MIL1
1.5 (MIL1): Management Activities for the ASSET domain
C2M2: MIL1
1.5 (MIL2): Management Activities for the ASSET domain
C2M2: MIL1
1.5 (MIL3): Management Activities for the ASSET domain
C2M2: MIL1
1.5.1: Assessment of policies and requirements
TISAX
1.5.2: External review of ISMS
TISAX
1.5: Management Activities for the ASSET domain
C2M2: MIL1
1.6.1: Reporting of security events
TISAX
1.6.2: Management of reported events
TISAX
1.6.3: Crisis preparedness
TISAX
10 §: Johdon vastuu
KyberTL
10. Processing of personal data relating to criminal convictions and offences
GDPR
10.1 (MIL2): Establish Cybersecurity Program Strategy
C2M2: MIL1
10.1 (MIL3): Establish Cybersecurity Program Strategy
C2M2: MIL1
10.1.1: Policy on the use of cryptographic controls
ISO27 Full
10.1.2: Key management
ISO27 Full
10.1.2: Key management
ISO 27017
10.1: Continuous improvement
ISO27k1 Full
10.1: Cryptographic controls
ISO27 Full
10.1: Cryptographic controls
ISO 27017
10.1: Establish Cybersecurity Program Strategy
C2M2: MIL1
10.2 (MIL2): Establish and Maintain Cybersecurity Program
C2M2: MIL1
10.2 (MIL3): Establish and Maintain Cybersecurity Program
C2M2: MIL1
10.2: Establish and Maintain Cybersecurity Program
C2M2: MIL1
10.2: Non-conformity and corrective action
ISO27k1 Full
10.3 (MIL1): Management Activities for the PROGRAM domain
C2M2: MIL1
10.3 (MIL2): Management Activities for the PROGRAM domain
C2M2: MIL1
10.3 (MIL3): Management Activities for the PROGRAM domain
C2M2: MIL1
10.3: Management Activities for the PROGRAM domain
C2M2: MIL1
10: Cryptography
ISO27 Full
10: Cryptography
ISO 27017
10: Cybersecurity Program Management (PROGRAM)
C2M2: MIL1
10: Prosessi väärinkäytöksiin reagoimiseksi
Sec overview
11 §: Poikkeamailmoitukset viranomaiselle
KyberTL
11. Processing which does not require identification
GDPR
11.1.1: Physical security perimeter
ISO27 Full
11.1.2: Physical entry controls
ISO27 Full
11.1.3: Securing offices, rooms and facilities
ISO27 Full
11.1.4: Protecting against external and environmental threats
ISO27 Full
11.1.5: Working in secure areas
ISO27 Full
11.1.6: Delivery and loading areas
ISO27 Full
11.1: Secure areas
ISO27 Full
11.2.1: Equipment siting and protection
ISO27 Full
11.2.2: Supporting utilities
ISO27 Full
11.2.3: Cabling security
ISO27 Full
11.2.4: Equipment maintenance
ISO27 Full
11.2.5: Removal of assets
ISO27 Full
11.2.6: Security of equipment and assets off-premises
ISO27 Full
11.2.7: Secure disposal or re-use of equipment
ISO27 Full
11.2.7: Secure disposal or re-use of equipment
ISO 27017
11.2.8: Unattended user equipment
ISO27 Full
11.2.9: Clear desk and clear screen policy
ISO27 Full
11.2: Equipment
ISO27 Full
11.2: Equipment
ISO 27017
11: Digiturvan mittarien määrittäminen
Sec overview
11: Physical and environmental security
ISO27 Full
11: Physical and environmental security
ISO 27017
12 §: Luotettavuutta edellyttävien tehtävien tunnistaminen ja luotettavuudesta varmistuminen
TiHL
12 §: Poikkeamaa koskeva väliraportti
KyberTL
12. Transparent information, communication and modalities for the exercise of the rights of the data subject
GDPR
12.1.1: Documented operating procedures
ISO27 Full
12.1.2: Change management
ISO27 Full
12.1.3: Capacity management
ISO27 Full
12.1.4: Separation of development, testing and operational environments
ISO27 Full
12.1: Operational procedures and responsibilities
ISO27 Full
12.2.1: Controls against malware
ISO27 Full
12.2: Protection from malware
ISO27 Full