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SOC 2 (Systems and Organization Controls)
CC2.2: Internal communication of information

Requirement description

COSO Principle 14: The entity internally communicates information, including objectives and responsibilities for internal control, necessary to support the functioning of internal control.

Points of focus:

- Communicates Internal Control Information
- Communicates With the Board of Directors
- Provides Separate Communication Lines
- Selects Relevant Method of Communication
- Communicates Responsibilities
- Communicates Information on Reporting Failures, Incidents, Concerns, and Other Matters
- Communicates Objectives and Changes to Objectives
- Communicates Information to Improve Security Knowledge and Awareness
- Communicates Information About System Operation and Boundaries
- Communicates System Objectives
- Communicates System Changes

How to fill the requirement

SOC 2 (Systems and Organization Controls)

CC2.2: Internal communication of information

Task name
Priority
Status
Theme
Policy
Other requirements
General security guidelines for staff
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Personnel security
Security guidelines
30
requirements

Examples of other requirements this task affects

29. Processing under the authority of the controller or processor
GDPR
8.3.2: Disposal of media
ISO 27001
9.4.4: Use of privileged utility programs
ISO 27001
11.2.7: Secure disposal or re-use of equipment
ISO 27001
12.1.1: Documented operating procedures
ISO 27001
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General security guidelines for staff
1. Task description

Personnel must have security guidelines that deal with e.g. the following topics:

  • Using and updating mobile devices
  • Storing and backing up data
  • Privacy
  • Using email
  • Handling of printouts, papers and files
  • Reporting incidents
  • Scam prevention
Reporting personal data breaches to authorities / data subjects
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Incident management
Data breach management
21
requirements

Examples of other requirements this task affects

33. Notification of a personal data breach to the supervisory authority
GDPR
34. Communication of a personal data breach to the data subject
GDPR
6.1.3: Contact with authorities
ISO 27001
16.1.5: Response to information security incidents
ISO 27001
RS.CO-2: Incident reporting
NIST
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Reporting personal data breaches to authorities / data subjects
1. Task description

A personal data breach must be reported to the supervisory authority if the breach may pose a risk to data subjects rights and freedoms. Data subjects, on the other hand, must be informed if the breach is likely to pose a high risk to their rights and freedoms. For example, registrants may take steps to reduce the adverse effect (e.g. by closing their credit card).

The notification must include the following information:

  • a clear description of the personal data breach
  • the name and contact details of the data protection officer or other contact point from which further information can be obtained
  • the likely consequences of the personal data breach
  • the measures proposed or already taken by the controller; where appropriate, measures to mitigate possible adverse effects.
Defining cyber security responsibilities and tasks in employment contracts
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Personnel security
Cyber security in contracts
21
requirements

Examples of other requirements this task affects

7.3: Termination and change of employment
ISO 27001
7.1.2: Terms and conditions of employment
ISO 27001
7.3.1: Termination or change of employment responsibilities
ISO 27001
PR.DS-5: Data leak protection
NIST
PR.IP-11: Cybersecurity in human resources
NIST
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Defining cyber security responsibilities and tasks in employment contracts
1. Task description

The employment contracts specify the responsibilities of the employee and the organization for cyber security.

Contracts should include e.g.:

  • the employee's legal responsibilities and rights, such as those related to copyright or data protection law
  • the employee's responsibility for following the instructions, e.g. related to the use of hardware and data and the classification of information
  • the employee's or temporary employee's responsibility for processing information received from other companies or other parties
  • measures if the employee or temporary worker violates the safety requirements of the organization
  • continuing obligations after termination of employment
Communication plan for information security management system
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Risk management and leadership
Cyber security management
13
requirements

Examples of other requirements this task affects

RC.CO-2: Reputation
NIST
5.1: Leadership and commitment
ISO 27001
7.4: Communication
ISO 27001
20.1: Top management commitment
NIS2
CC2.2: Internal communication of information
SOC 2
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Communication plan for information security management system
1. Task description

The organization shall determine which issues related to the information security management system need to be communicated on a regular basis. The plan must include the answers, e.g. to the following points:

  • What issues are communicated? These can be e.g. new or changed security objectives
  • How and when to communicate?What channels are used and how often?
  • To whom is communicated? How often for security executives, how often for the entire organization or partners.
  • Who takes part? Who has the right to message and from whom, for example, messages should be approved.

Task owner will take care of the implementation of the plan and regular evaluation of its effectiveness.

Informing about cyber security responsibilities that continue after employment relationship has ended
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Personnel security
Changes in employment relationships
12
requirements

Examples of other requirements this task affects

7.3: Termination and change of employment
ISO 27001
7.3.1: Termination or change of employment responsibilities
ISO 27001
PR.DS-5: Data leak protection
NIST
6.5: Responsibilities after termination or change of employment
ISO 27001
CC2.2: Internal communication of information
SOC 2
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Informing about cyber security responsibilities that continue after employment relationship has ended
1. Task description

The employment contract should distinguish between cyber security responsibilities and obligations that remain in force after the termination of the employment relationship. The employee should also be reminded of these at the end of the employment relationship to ensure compliance.

Communicating the results of cyber security incident analysis
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Incident management
Incident management and response
15
requirements

Examples of other requirements this task affects

16.1.6: Learning from information security incidents
ISO 27001
PR.IP-8: Protection effectiveness
NIST
DE.DP-4: Event detection
NIST
5.27: Learning from information security incidents
ISO 27001
CC2.2: Internal communication of information
SOC 2
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Communicating the results of cyber security incident analysis
1. Task description

The organization has defined procedures to ensure that the original reporter and other personnel involved in the incident are informed of the outcome of the incident management.

Linked personnel can be documented on an optional field on the incident documentation template.

Arranging training and guidance during orientation (or before granting access rights)
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Personnel security
Cyber security training
22
requirements

Examples of other requirements this task affects

7.3: Termination and change of employment
ISO 27001
7.3.1: Termination or change of employment responsibilities
ISO 27001
9.2.2: User access provisioning
ISO 27001
4 §: Tiedonhallinnan järjestäminen tiedonhallintayksikössä
TiHL
PR.IP-11: Cybersecurity in human resources
NIST
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Arranging training and guidance during orientation (or before granting access rights)
1. Task description

Before granting access rights to data systems with confidential information employees have:

  • received appropriate guidance on their security responsibilities (including reporting responsibilities and responsibility for their own devices)
  • received appropriate guidance on their security roles related to their own role (including digital security rules related to their role and information systems and their acceptable use)
  • received information from cyber security contacts who can be asked for more information
Regular unit-based cyber security communication
Critical
High
Normal
Low
Fully done
Mostly done
Partly done
Not done
Personnel security
Cyber security training
6
requirements

Examples of other requirements this task affects

7.2.2: Information security awareness, education and training
ISO 27001
CC2.2: Internal communication of information
SOC 2
PR.AT-1: All users are informed and trained.
CyberFundamentals
4.4.4: Communicate and share findings with relevant stakeholders
NSM ICT-SP
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Regular unit-based cyber security communication
1. Task description

By informing the units on the most important cyber security issues for them and in the language they understand, great strides can be made at the level of cyber security as staff have a better understanding of why different policies and rules apply. Informing can include distributing cyber guidelines in small chunks, various campaigns (e.g. “Security Day”), leaflets, newsletters, competitions or other similar elements.

Security informing may also be referred to as an "awareness program".

Tasks included in the policy

Task name
Priority
Status
Theme
Policy
Other requirements
No items found.

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1.1 (MIL2): Manage IT and OT Asset Inventory
C2M2
1.1 (MIL3): Manage IT and OT Asset Inventory
C2M2
1.1.1: Availability of information security policies
TISAX
1.1.1: Identify the organisation’s strategy and priorities
NSM ICT-SP
1.1.2: Identify the organisation’s structures and processes for security management
NSM ICT-SP
1.1.3: Identify the organisation’s processes for ICT risk management
NSM ICT-SP
1.1.4: Identify the organisation’s tolerances for ICT risk
NSM ICT-SP
1.1.5: Identify the organisation’s deliverables, information systems and supporting ICT functions
NSM ICT-SP
1.1.6: Identify information processing and data flow
NSM ICT-SP
1.2 (MIL2): Manage Information Asset Inventory
C2M2
1.2 (MIL3): Manage Information Asset Inventory
C2M2
1.2.1: Establish a process to identify devices and software in use at the organisation
NSM ICT-SP
1.2.1: Scope of Information Security management
TISAX
1.2.2: Establish organisational guidelines for approved devices and software
NSM ICT-SP
1.2.2: Information Security Responsibilities
TISAX
1.2.3: Identify devices in use at the organisation
NSM ICT-SP
1.2.3: Information Security requirements in projects
TISAX
1.2.4: Definition of responsibilities with service providers
TISAX
1.2.4: Identify the software in use at the organisation
NSM ICT-SP
1.2: Manage Information Asset Inventory
C2M2
1.3 (MIL2): Manage IT and OT Asset Configuration
C2M2
1.3 (MIL3): Manage IT and OT Asset Configuration
C2M2
1.3.1: Identification of information assets
TISAX
1.3.1: Identify the users of the information systems
NSM ICT-SP
1.3.2: Classification of information assets
TISAX
1.3.2: Identify and define the different user categories
NSM ICT-SP
1.3.3: Identify roles and responsibilities linked especially to ICT security
NSM ICT-SP
1.3.3: Use of approved external IT services
TISAX
1.3.4: Use of approved software
TISAX
1.3: Manage IT and OT Asset Configuration
C2M2
1.4 (MIL2): Manage Changes to IT and OT Assets
C2M2
1.4 (MIL3): Manage Changes to IT and OT Assets
C2M2
1.4.1: Management of Information Security Risks
TISAX
1.4: Manage Changes to IT and OT Assets
C2M2
1.5 (MIL1): Management Activities for the ASSET domain
C2M2
1.5 (MIL2): Management Activities for the ASSET domain
C2M2
1.5 (MIL3): Management Activities for the ASSET domain
C2M2
1.5.1: Assessment of policies and requirements
TISAX
1.5.2: External review of ISMS
TISAX
1.5: Management Activities for the ASSET domain
C2M2
1.6.1: Reporting of security events
TISAX
1.6.2: Management of reported events
TISAX
1.6.3: Crisis preparedness
TISAX
10 §: Johdon vastuu
Kyberturvallisuuslaki
10. Processing of personal data relating to criminal convictions and offences
GDPR
10.1 (MIL2): Establish Cybersecurity Program Strategy
C2M2
10.1 (MIL3): Establish Cybersecurity Program Strategy
C2M2
10.1.1: Policy on the use of cryptographic controls
ISO 27001
10.1.2: Key management
ISO 27001
10.1.2: Key management
ISO 27017
10.1: Continuous improvement
ISO 27001
10.1: Cryptographic controls
ISO 27001
10.1: Cryptographic controls
ISO 27017
10.1: Establish Cybersecurity Program Strategy
C2M2
10.2 (MIL2): Establish and Maintain Cybersecurity Program
C2M2
10.2 (MIL3): Establish and Maintain Cybersecurity Program
C2M2
10.2: Establish and Maintain Cybersecurity Program
C2M2
10.2: Non-conformity and corrective action
ISO 27001
10.3 (MIL1): Management Activities for the PROGRAM domain
C2M2
10.3 (MIL2): Management Activities for the PROGRAM domain
C2M2
10.3 (MIL3): Management Activities for the PROGRAM domain
C2M2
10.3: Management Activities for the PROGRAM domain
C2M2
10: Cryptography
ISO 27001
10: Cryptography
ISO 27017
10: Cybersecurity Program Management (PROGRAM)
C2M2
10: Prosessi väärinkäytöksiin reagoimiseksi
Digiturvan kokonaiskuvapalvelu
11 §: Poikkeamailmoitukset viranomaiselle
Kyberturvallisuuslaki
11. Processing which does not require identification
GDPR
11.1.1: Physical security perimeter
ISO 27001
11.1.2: Physical entry controls
ISO 27001
11.1.3: Securing offices, rooms and facilities
ISO 27001
11.1.4: Protecting against external and environmental threats
ISO 27001
11.1.5: Working in secure areas
ISO 27001
11.1.6: Delivery and loading areas
ISO 27001
11.1: Secure areas
ISO 27001
11.2.1: Equipment siting and protection
ISO 27001
11.2.2: Supporting utilities
ISO 27001
11.2.3: Cabling security
ISO 27001
11.2.4: Equipment maintenance
ISO 27001
11.2.5: Removal of assets
ISO 27001
11.2.6: Security of equipment and assets off-premises
ISO 27001
11.2.7: Secure disposal or re-use of equipment
ISO 27001
11.2.7: Secure disposal or re-use of equipment
ISO 27017
11.2.8: Unattended user equipment
ISO 27001
11.2.9: Clear desk and clear screen policy
ISO 27001
11.2: Equipment
ISO 27001
11.2: Equipment
ISO 27017
11: Digiturvan mittarien määrittäminen
Digiturvan kokonaiskuvapalvelu
11: Physical and environmental security
ISO 27001
11: Physical and environmental security
ISO 27017
12 §: Luotettavuutta edellyttävien tehtävien tunnistaminen ja luotettavuudesta varmistuminen
TiHL
12 §: Poikkeamaa koskeva väliraportti
Kyberturvallisuuslaki
12. Transparent information, communication and modalities for the exercise of the rights of the data subject
GDPR
12.1.1: Documented operating procedures
ISO 27001
12.1.2: Change management
ISO 27001
12.1.3: Capacity management
ISO 27001
12.1.4: Separation of development, testing and operational environments
ISO 27001
12.1: Operational procedures and responsibilities
ISO 27001
12.2.1: Controls against malware
ISO 27001
12.2: Protection from malware
ISO 27001